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This Summer 2002 issue is also available in Adobe(R) PDF format.
(PDF; 528KB / 6
pages)
Dr. Barry Brown and I recently
served as Guest Editors for a Special Issue of Journal of Substance
Abuse Treatment (Vol. 22, Number 4) devoted to research on the
process of moving evidence-based treatment innovations into real-world
settings. This process of understanding how new treatment technologies
find their way into clinical practice has been an important focal point
of National Institute on Drug Abuse (NIDA) research for many years (the
agency has funded three large technology transfer grants since 1989).
JSAT Editor Dr. Thomas McLellan, in his introduction to the
Special Issue, highlights several of the basic scientific discoveries
that have had tremendous impact on the treatment of addictions (such as
brain studies of receptor cells and the identification of genetic markers
for alcohol and drug dependence). These discoveries, as he points
out, paved the way for the development of medications and therapies that
now offer greater choices for the effective treatment of substance use
disorders. The articles chosen for this issue build on this foundation,
offering both a conceptual and practical exploration of the challenge
of transferring research to practice. Complete abstracts of these
articles begin on Page 3.
In addition, in this issue of Research Roundup we provide
a case example of effective technology transfer that resulted from our
training initiative last year in conjunction with the Northwest Frontier
Addiction Technology Transfer Center (NFATTC; see IBRs Research
Roundup, Volume 11, Nos. 3-4, Fall-Winter 2001-02 for a full report
on this conference). For one particular agency, staff participation
in workshops on Cognitive Mapping and Induction Strategies became the
impetus for the development and integration of a successful Motivation
Program that incorporates the Downward Spiral board game and
other evidence-based cognitive tools introduced by the trainers. n
Presentations
at the IBR Web site:
Transferring Research
to Practice PowerPoint® presentations are available to view in
Presentations, at www.ibr.tcu.edu.
Back to top
In the article by Drs. Dansereau and Dees in the JSAT Special
Issue (Mapping Training: The Transfer of a Cognitive Technology for
Improving Counseling), the authors discuss lessons learned from years
of training counselors to use cognitive tools. They outline several
core objectives for designing training workshops that encourage transfer,
including helping participants feel comfortable with new techniques and
competent about the rationale for using them, offering ideas for integrating
new techniques into ongoing counseling activities, encouraging participants
to tailor materials to suit their programs needs, and encouraging
participants to share new techniques with fellow-counselors and administrators.
The NFATTC Research to Practice conference held in Federal
Way, WA in April 2001 featured two workshops for counselors on how to
use cognitive enhancements designed to enhance client motivation and engagement
in treatment. These cognitive tools included node-link mapping,
a representational technique for facilitating communication and problem
solving, as well as a variety of structured exercises and activities to
encourage clients to think about their drug-using behaviors and develop
goals for recovery (e.g., Downward Spiral board game; Tower
of Strengths and Thought Team activities).
As reported by the authors, the workshop design appeared successful in
providing counselors with the confidence, skills, and commitment to encourage
at least a trial implementation of some of these interventions. Indeed,
about 87% of counselors responding to the follow-up questionnaire said
they had used mapping and other ideas from the training in the months
following the workshop. There also was evidence (based on post-conference
requests for the board game and manuals) that some agencies were incorporating
aspects of the training into their day-to-day treatment activities. And
in the case of one agency, ideas from the training were used to create
a new intervention for court-mandated clients prone to recidivism and
in need of extra help with motivation and treatment engagement.
The
Motivation Program
The Motivation Program developed by staff at Pioneer Center North (PCN)
in Sedro Woolley, Washington (a treatment program operated by Pioneer
Human Services of Seattle) targets clients who are having a difficult
time conforming to the demands of treatment. PCN has an average
census of 120 clients who have been court-ordered to 60 days of residential
treatment. Many of them have a long history of prior treatment failures.
In fact, according to the clinical services director, a large number
of residents have been in and out of treatment at PCN several times before.
Finding an effective strategy for dealing with client recidivism
was a high priority for staff.
The seeds for the Motivation Program began to take root around a game
table set up as part of the Induction Strategies workshop at the NFATTC
conference. To address the objective of creating comfort with a
new technique or intervention, Don Dansereau and his training staff encouraged
participants to actually play several rounds of the Downward Spiral board
game before discussing its applications with clients. The game,
which requires players to draw cards and discuss an array of scenarios
and serious consequences related to drug use as they move across the board,
is an instant hit with treatment professionals who readily see its potential
usefulness with clients. At the end of the workshop, the game sets
used for the demonstration were raffled off among the participants. Those
not lucky enough to win one were provided with an instruction manual for
creating the game board and pieces on their own. A clinician with
PCN was the winner of a game board. Returning to work, he introduced
it to other agency counselors and soon heads were together and ideas were
flowing around the notion of using the game as the centerpiece of a strong
motivation program at PCN.
In addition to the Downward Spiral board game, other techniques
introduced in the training such as Tower of Strengths and Weekly
Planner, Thought Team, and node-link mapping were added
to the Motivation Program. Once the materials were assembled,
staff pilot tested the program with a sample of residents who had 3 or
more previous court-ordered admissions to PCN. These residents gave
it a high rating and after some fine-tuning the key components of the
program were finalized.
The Motivation Program begins with the Downward Spiral game. Residents
with identified motivational problems (based on multiple admissions to
PCN) come together 3 times a week to play the game and participate in
process groups. Discussions center on how the situations described
in the game resemble their own real life experiences with the downward
spiral of addiction. Participants also are required to keep
journals and share them with their group members. In addition, over
the course of the 3-week program, residents participate in Team Building
and Thought Team exercises and complete and discuss the Tower of
Strengths workbook.
Motivation
Program Outcomes
Of the 48 residents assigned to take part in the Motivation Program to
date, only 6 have failed to graduate. Those who complete the program
advance to an alumni process group for the remainder of treatment. When
residents leave treatment at PCN, they complete an exit survey that asks
several questions about their perceptions of the value of the Motivation
Program to the overall treatment experience. The average rating
has been 4.7 (out of a possible 5). PCN is in the process of collecting
follow-up data from residents in the Motivation Program to assess outcomes
and long-term gains from participation.
Pioneer Human Services recently opened a new facility in eastern Washington
(Pioneer Center East) and the Motivation Program was included as part
of standard treatment based on its track record at PCN. At the new
facility, all residents will be required to complete a portion of the
Motivation Program, not just those with documented treatment failures.
At admission, residents will be assigned to a Downward Spiral process
group and these groups will meet several times a week to play the game
and discuss its impact. Graduation to mainstream treatment will
be based on motivation scores and program progress.
The creativity and initiative demonstrated by PCN represents an ideal
outcome for technology transfer to clinical practice. As Dansereau
and Dees point out in their article, the NFATTC workshop used training
approaches that encouraged participants to develop a sense of comfort
with and ownership of the transfer materials. This included
allowing plenty of time for participant practice and discussion, promoting
the set of cognitive tools as a buffet of techniques from
which participants could freely choose, encouraging peer collaboration
and support, and, last but not least, devoting time during the training
for explicit implementation planning. In this case, 30 minutes at
the end of the workshop was set aside for participants to think about
how the new techniques they had just learned might fit into their programs
and to brainstorm a detailed implementation plan. As is evidenced
by the innovative Motivation Program developed at PCN, this training approach
may be all thats needed for some programs to take the ball
and run with it.
For information about the Motivation Program at Pioneer Human Services,
contact Judy Holman by e-mail at judy.holman@p-h-s.com.
n
Back to top
Special
Issue Abstracts
Journal of Substance Abuse Treatment (Volume
22, Number 4)
A
Conceptual Framework for Transferring Research to Practice
(Dwayne Simpson, TCU) Systematic evaluations of efforts
to transfer research-based interventions and procedures into general practice
at community drug treatment programs have been limited. However,
practical experiences as well as results from studies of technology transfer
and organizational behavior in related fields provide a basis for proposing
a heuristic model of key factors that influence this process. The
successful completion of four stages of activity typically involved in
program change exposure, adoption, implementation, and practice
of new interventions appear to be influenced by several organizational
considerations (e.g., institutional readiness for change, resources, and
climate) as well as staff attributes. Assessment instruments for
measuring organizational functioning (based on ratings aggregated for
staff and patients in a program) are introduced, along with preliminary
evidence for their validity. A better conceptual understanding of
the process of program change and common barriers that may be encountered
is needed for effectively transferring research to practice.
Measuring
Patient Attributes and Engagement in Treatment (George
Joe, Kirk Broome, Grace Rowan-Szal, & Dwayne Simpson, TCU)
Brief but comprehensive instruments measuring patient motivation,
psychosocial functioning, treatment process, social network support, and
services received are needed for monitoring drug abuse treatment delivery
and patient progress. Combining this information across patients
within a program also provides useful indicators about institutional composition
and functioning. Consequently, the same assessment tools can be
used to identify areas where treatment protocols need to be changed, and
to monitor improvements following such changes. The TCU Client Evaluation
of Self and Treatment (CEST) is a 144-item self-rating instrument that
includes 16 scales measuring patient functioning and treatment perceptions.
Psychometric properties (including reliability and construct validity)
of the scales are examined in this paper, based on patient samples drawn
from 87 programs that participated in a series of staff training workshops.
Acceptable reliabilities (.70 or above) were generally reported,
and construct validity was also. Prediction analyses were conducted
using selected scales from each measurement domain to illustrate their
sensitivity to treatment program contexts.
Assessing
Organizational Readiness for Change
(Wayne Lehman, Jack Greener, & Dwayne Simpson, TCU)
A comprehensive assessment of organizational functioning and readiness
for change (ORC) was developed based on a conceptual model and previous
findings on transferring research to practice. It focuses on motivation
and personality attributes of program leaders and staff, institutional
resources, and organizational climate as an important first step in understanding
organizational factors that are related to implementing new technologies
into a program. This paper describes the rationale and structure
of the ORC and shows that it has acceptable psychometric properties. Results
of surveys of over 500 treatment personnel from more than 100 treatment
units support its construct validity on the basis of agreement between
management and staff on several ORC dimensions, relationships between
staff organizational climate dimensions and patient engagement in treatment,
and associations of agency resources and climate with organizational stability.
Overall, these results indicate that the ORC can contribute to
the study of organizational change and technology transfer by identifying
functional barriers involved.
Adoption
and Implementation of New Technologies in Substance Abuse Treatment
(Paul Roman & Aaron Johnson, U of Georgia) In
addition to clinical outcomes, understanding the adoption and implementation
of new treatment interventions is essential. This analysis was designed
to assess the predictive utility of organization-level features in understanding
the adoption and implementation of new technologies in substance abuse
treatment. Naltrexone, which was found to be in current use in 44%
of a national sample of 400 private substance abuse treatment centers,
was selected as an appropriate sample technology for study. Adoption
of naltrexone is significantly related to both the treatment centers
age and its administrative leadership. Naltrexone adoption is also
significantly associated with the percentage of the centers caseload
covered by managed care programs and by the percentage of relapsers represented
in the caseload.
Mapping
Training: The Transfer of a Cognitive Technology for Improving Counseling
(Don Dansereau & Sandra Dees, TCU) To provide
information that will reduce the gap between research and practice, the
transfer of a complex drug abuse counseling technology is examined. This
technology, cognitive mapping, is a graphic tool shown to effectively
facilitate communication and problem solving in group and individual counseling
sessions. Unlike some techniques, mapping requires substantial counselor
time, effort, and expertise to learn and to use. This paper briefly
describes the development and evolution of mapping and supporting research.
It then focuses on efforts to develop mapping training that will
facilitate use of this evidence-based technique in drug abuse treatment.
Major training and transfer pitfalls are noted, and strategies for
successful training are recommended.
Transporting
a Research-Based Adolescent Drug Treatment into Practice
(Howard Liddle, Cynthia Rowe, Tanya Quille, Gayle Dakof, Dana Scott
Mills, Eve Sakran, & Hector Biaggi, U of Miami Medical Center)
This article describes the key ingredients and processes in transporting
an empirically supported, research-developed family therapy for adolescent
drug abusers, Multidimensional Family Therapy (MDFT), into an intensive
day treatment program. Using the same systems change principles
that guide this treatment approach, the technology transfer process has
been from its inception a collaborative, multidimensional, systemic intervention
aimed at changing organizational structures, and attitudinal and behavioral
patterns with multiple staff members at several levels of the program.
The article describes (1) the conceptual and empirical basis for
these technology transfer efforts, (2) the technology being adapted and
transferred, and (3) the critical events and processes that have shaped
the transfer of MDFT into this program. These processes and the
outcomes to date are discussed through the lens of Simpsons organizational
change model (this issue) and specify the implications of this experience
for the expansion of current conceptualization of technology transfer.
The
Federal Role in Transferring Knowledge to Practice: A History and Perspective
(Barry Brown, UNC-W, & Pat Flynn, TCU) The past
30 years have seen a focus on substance abuse research in association
with the creation of Federal agencies specifically mandated to guide that
effort. While research has been well supported and largely productive,
there has been increasing concern with the slow pace of adoption of the
findings from that research. The history of those efforts suggests
a long-standing concern with knowledge development, and a continuing reliance
on print media to achieve knowledge application. Nonetheless, evidence
from other human service fields, and increasingly from the substance abuse
field, indicates that interpersonal strategies are dramatically more effective
in achieving the individual and organizational behavior change needed
to achieve technology transfer. Argument is made that the Federal
government remains the best if not only resource for promoting technology
transfer. A paradigm is described to further Federal efforts in
this area, and structural elements suggested for the achievement of technology
transfer goals. n
More
information at the IBR Web site:
For other articles by Dr. Dansereau
and team on cognitive tools, including the Downward Spiral and other cognitive
strategies, see Projects, CETOP
Project, at www.ibr.tcu.edu.
Back to top
New section coming: The IBR Web site is being redesigned
to streamline access and highlight integrated sets of materials
manuals, forms, findings. Watch for these upcoming Resource Collections
on special topics.
Newsletters: The Research
Summaries are being updated, starting with the Research Summary: Focus
on Treatment Assessment, which is available in PDF.
Downloads: This page
provides a convenient, indexed list of all PDF files that can be downloaded
from the IBR site.
At the DATOS site,
http://www.datos.org
Adults, 5-Year
Outcomes: The Archives of General Psychiatry published
a new 5-year DATOS outcome study based on adults treated for cocaine dependence
that is summarized with text and charts.
Home page spotlight: An
article from Drug and Alcohol Findings (Mike Ashton, Editor) that
provides a comprehensive external review of DATOS research and policy
implications is available to download in PDF.
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IBR Newsletters
Research
Summaries on
Special Topics
Treatment
Process
and Outcomes
(September 2002)
(PDF;
240K/4 pgs)
Organizational
Change
(September 2002)
(PDF; 251K/4 pgs)
Treatment
Assessment
(September 2002)
(PDF; 270K/4 pgs)
Counseling
Manuals for
Special Interventions
(September 2002)
(PDF; 99K/4 pgs)
Treatment
Mapping
(September 2002)
(PDF; 411K/4 pgs)
Treatment
Readiness
and Induction
Strategies
(September 2002)
(PDF; 99K/4 pgs)
Correctional
Treatment
(December 2002)
(PDF; 664K/4 pgs)
Using the
TCU Drug Screen (TCUDS)
(December 2002)
(PDF; 451K/4 pgs)
Contingency
Management
(June 2000)
(PDF; 113K/4 pgs)
Research Reports from IBR
(updated newsletter)
Summer 2008
(PDF; 422K/4 pgs)
Spring 2008
(PDF; 181K/4 pgs)
Winter 2006-07
(PDF; 154K/4 pgs)
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Research Roundup (back issues and archives)
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